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5500 PDF Form: What You Should Know
CERTIFIED MAIL FROM AFRICANS FOR NATIONAL SECURITY. CERTIFICATE OF FILING REVOKED. PREFACE. This form must be completed for ALL plans (or for certain employers for certain plans). It is the plan sponsor's responsibility to provide documentation to substantiate its claim for exemption. The purpose of this form is not to identify all the plan's participants, nor is it intended to provide for the allocation of the costs or benefits of the plan to participants. The benefits that a particular plan may provide are, however, subject to the limitations contained in ERICA, including ERICA provisions related to employee pension and similar plans, which limits the amount a plan may provide to any specific participant. The form is not a substitute for the plan's proxy statement. THIS FORM MAY BE RE-FILED ONLY ON A FORM 5500 AVAILABLE TO THE PLAN. PART FOUR-A. FACTORS THAT MAY BE CONSIDERED AND THE IMPACT OF A PLAN'S FLEXIBILITY TO CONSUME AIMS OF THE SECURITY FUND ON THE PARTICIPANT VOLUNTARILY OR BY DIRECTLY OR INDIRECTLY CONTROLLING PARTICIPANTS TO ENGAGE IN THE TRANSACTIONS PRIOR TO FIFTEEN WEEKS PRIOR TO FINDING THAT THE FUND HAS FALLEN. P. 1. FACTORS THAT MAY BE CONSIDERED. While neither the sponsor, nor the plan administrator, is required to make any specific findings, such actions may be taken as part of the annual examination to determine whether the sponsor, or the plan administrator, is exercising broad discretion to deal with risks not addressed by this chapter. While the sponsor, plan administrator, or the administrator is not required to make any specific findings, such actions may be taken as part of the annual examination to determine whether the plan or plan participants are in compliance with the plan's fiduciary duty to be in possession of all material facts and considering all relevant factors. Thus, the sponsor, the plan administrator, or the administrator or plan sponsor may have information it believes is relevant and may consider it; see ERICA, Section 104(b).
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